Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (2024)

The general V(λ) mismatch index, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (1), of a photometer quantifies the deviation between its determined relative spectral responsivity, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (2), and its nominal responsivity, the spectral luminous efficiency function for photopic vision, V(λ). LED-based light sources now dominate in general lighting, displacing incandescent and fluorescent lamps. Furthermore, the calibration of photometers will very likely see the replacement of the reference CIE standard illuminant A with CIE reference spectrum L41. The article evaluates the consequences. Should we also change the definition of the general V(λ) mismatch index? Based on performance criteria, the individual indices are evaluated using various datasets with the help of statistical analyses. As a result, the authors can conclude that the current definition works very well even under changed calibration and application conditions and does not need to be changed. Other evaluated indices for a new index definition perform only slightly better in some cases, but do not generate generally better properties.

Physical measurements of photometric quantities such as luminance or illuminance are typically performed with photometers incorporating a single sensor, with a filter adapted to a spectral luminous efficiency function, or with a spectroradiometer, where the weighting is performed by subsequent calculation [1].

In general, the task of a photometer is to determine an integral photometric quantity, Y, from the spectral distribution (SD) of a light source, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (3), by weighted integration, according to:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (4)

where Km ≅ 683lmW−1, and weighting is carried out with the spectral luminous efficiency function for photopic vision, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (5) [1]. Other spectral luminous efficiency functions such as Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (6) for scotopic vision or Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (7) for the CIE 10° photopic photometric observer can also be used, but they are not the focus of this article.

Using the spectral responsivity of the photometer, s Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (8), the luminous responsivity, sv, is usually measured during the calibration using a calibration light source, denoted hereafter with the subscript C according to [2]:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (9)

where Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (10) is the SD of the calibration light source. The handling of the integral limits is explained in appendix A.

The term `spectral distribution' (`SD'), with the symbol S(λ), is used here in a general form for the concentration of any radiometric quantity such as irradiance or radiance as a function of wavelength [3, entry 17-21-029]. In most cases, only the relative SD is used. Currently, usually a source with a relative SD similar to the one of CIE standard illuminant A, SA(λ), is used for calibration [4].

Since the relative spectral responsivity of the photometer [3, entry 17-25-064], Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (11), can never be perfectly matched to the spectral luminous efficiency function for photopic vision, V(λ), the luminous responsivity, sv, of a photometer depends on the SDto be measured, and in practice it is important to evaluate the effect of the spectral Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (12) mismatch on the measurement, and correct it, if possible.

Figure1 shows an example for the measured relative spectral responsivity, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (13), of a photometer (Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (14), photometer #73 in the CIE S 025 dataset [5]), the V(λ) function and the difference between both curves. The slight difference of the Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (15) function or mismatch to the Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (16) function leads to errors in photometric measurements when the SDin the actual measurement is different from that used during calibration.

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (17)

1.1.Quality indices

Quality indices used in photometric measurement are defined by the International Commission on Illumination (CIE) [2]. They are physical quantities with unit one, determined for specific conditions to describe specific properties of photometers. They are positive numbers usually expressed as a percentage (symbol %). For an ideal photometer, any of the defined indices is zero, meaning the selected property is perfectly realised.

For this article, the general V(λ) mismatch index, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (18), is of interest. Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (19) quantifies the mismatch between the relative spectral responsivity of a photometer, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (20), and the spectral luminous efficiency function for photopic vision, V(λ). Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (21) is used for a description of the photometric performance of photometers under general lighting conditions and for selecting photometers requiring minimal corrections under light sources with SDs different from the reference source in photometric measurements.

A perfect match between the relative spectral responsivity and V(λ) implies that the luminous responsivity of the photometer does not depend on the relative SDof the light source to be measured. Therefore, it can be said that the general V(λ) mismatch index indicates the sensitivity of the luminous responsivity of the photometer with respect to the variation of the relative SDof the measured light source.

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (22) is one of the most important indices for the classification of photometers [6]. In the communication between customers and manufactures, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (23) is often the only relevant quality index, and in several other publications, e.g. [7, 8], Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (24) is used to define selected required properties of photometers for applications to achieve a small error due to spectral mismatch.

1.2.Original Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (25) definition

Introducing the normalised spectral responsivity, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (26)

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (27)

calculated using a weighting with the SD of CIE standard illuminant A, SA(λ) (see figure2), Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (28) is defined as:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (29)

A detailed review of the historical development of Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (30) and further aspects of indices in general can be found in Krüger etal [9].

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (31)

In previous internal studies regarding the measurement of white phosphor-based LEDs, it has been observed that calibrating a photometer according to SA(λ) usually results in much larger mismatch errors measuring white LED-based light sources, than calibrating according to the CIE reference spectrum L41, SL41(λ). This was reflected in a better correlation of the general V(λ) mismatch index with the expected spectral mismatch when using CIE reference spectrum L41 for calibration and weighting.

2.Objective

Today, in the daily measurement practice of electrical lighting, almost only LED-based light sources are evaluated. Therefore, the calibration of photometers will very likely see the replacement of CIE standard illuminant A with CIE reference spectrum L41 [10]. Figure2 shows the SDs of the two illuminants, SA(λ) and SL41(λ) (also referred to as SL(λ)), respectively.

This replacement raises the question whether an update of the definition of the general V(λ) mismatch index is necessary. A modification can be performed either by using a different normalisation than SA(λ) in Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (34) for the normalised spectral responsivity of the photometer, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (35) (see equation (3)), or by introducing a different type of function for assessing this mismatch.

In this article, different versions for the general V(λ) mismatch index are studied to assess if one of them might be more adequate when using CIE reference spectrum L41 as calibration SD. In addition, different evaluation functions are computed to rate the relationship between evaluated indices and their ability to describe the photometric performance of photometers, in terms of minimising the errors due to the spectral mismatch under general lighting conditions. The computation is carried out for all the evaluated indices based on large datasets with relative spectral responsivities of photometers and SDs of different light sources. Finally, the results will be summarised in the conclusion section.

After preliminary considerations, it was concluded that any index adequate as general V(λ) mismatch index should have at least the following characteristics:

  • To be well correlated with the expected measurement deviation from the true value when measuring an arbitrary white LED-based light source spectrally different from the calibration light source. This deviation is called hereafter 'expected spectral mismatch deviation'.
  • To be independent of a specific set of test light sources, i.e. its definition must not include a specific set of SDs.
  • To be well defined with minimal requirements for the spectral bandwidth and spectral resolution.
  • To be easy to implement and to be readily understood by manufacturers and users.

Definitions of the evaluated indices studied in this work, as alternative of Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (36), are given below. Note that they are not defined as percentages for readability.

3.1.Classic indices

Classic indices only differ from Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (37) as defined in equation (4) by a normalisation factor, αX, of the relative spectral responsivity, which is defined as:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (38)

where Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (39)is the normalised spectral responsivity of the photometer using a weighting with the SD of a general illuminant X, SX(λ). The following cases of a general V(λ) mismatch index are considered:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (40), in the case of weighting with the SDof CIE standard illuminant A, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (41), the normalisation factor is:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (42)

In this specific case, the normalised spectral responsivity is denoted as Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (43):

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (44)

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (45), in the case of no SDweighting, the normalisation factor is:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (46)

In this case, the normalised spectral responsivity is denoted as Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (47):

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (48)

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (49), in the case of weighting with the SDof CIE reference spectrum L41, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (50), the normalisation factor is:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (51)

In this case, the normalised spectral responsivity is denoted as Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (52):

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (53)

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (54), in this case of calculating the normalisation factor αMin in a way that Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (55) is minimised with the help of an optimisation algorithm [11]:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (56)

The normalised spectral responsivity is then denoted as Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (57):

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (58)

3.2.Fourier indices

In the following, evaluated indices based on the Fourier transform will be introduced. For this purpose, we define a difference function, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (59):

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (60)

Using this difference function and αX = αA according to equation(6), the current Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (61) definition (see equation (4)) can be rewritten as:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (62)

For the following index definitions, the normalisation factor for the case of no SD weighting, αE, given by equation(8)will be used. Based on the difference function and its Fourier transform, the following indices can be defined:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (63), this index was introduced by Ferrero etal [12] as:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (64)

In this expression, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (65) is the Fourier transform of Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (66), νλ is the spectral frequency, and νλ,c is the cut-off spectral frequency. See appendix B for implementation details. However, it has to be noted that, as Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (67) and Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (68) are not quantities of the same kind, their values are not comparable directly. Since the approach of its definition is completely different, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (69) might reveal other aspects of the difference function.

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (70), this index is defined using the concept associated to Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (71), but with a difference function, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (72), based on the bandwidth-limited signal that is used in equation(16).

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (73)

The inverse of the Fourier transform, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (74), yields:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (75)

With the bandwidth-limited version of Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (76), we can calculate the index according to equation(15), leading to:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (77)

The values of Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (78) are comparable with the usual Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (79) values and, at the same time, are fully correlated to the Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (80) values defined by equation (16).

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (81), this index makes use of bandwidth limitation for Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (82) based on the assumption that coloured LEDs will be measured. In this case, very sharp structures in Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (83) do not affect the measurement result. A simple symmetric model for the SDof a coloured LED, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (84), (with centre wavelength λ0 and the full-width-at-half-maximum Δλ), is used:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (85)

The index is calculated as:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (86)

where * denotes the symbol of the convolution operation.

4.Comparison of the evaluated indices

This section provides some basic information about the evaluated indices and the datasets used for evaluation.

4.1.Spectral data for the evaluation

The relative spectral responsivities of 120 photometers from CIE S 025 are used for the evaluation.

For the white phosphor-based LEDs, the database from the PhotoLED project [10, 13], corresponding to 1496 SDs, is used. In addition, the database with 97 white RGB-based LEDs from CIE S 025 is used for the RGB-type calculations.

Figure 3 shows the mean normalised spectral responsivity Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (87), the min/max band for the CIES025 dataset and the standard deviation, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (88), of Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (89)and Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (90). Figure 4 shows a histogram of the Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (91)values for the photometer CIES 025 dataset.

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (92)

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (97)

4.2.Classic indices

The relative differences between the values of the classic indices and Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (99) are small, similar over the whole Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (100) interval of the dataset and usually less than 15 %. It can also be observed that the histograms of the different classic indices are very similar.

4.3.Fourier indices

In comparison with the classic indices, it can be seen that the Fourier indices generate bigger relative difference values with respect to Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (101). For Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (102), the mean relative difference lies approximately around 15 % and, for Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (103), around 60 % with relative differences of about 100 % in the maximum.

For the photometers used in this work, the histograms of the Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (104) and Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (105) values are shown in figure5. The Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (106) values are significantly smaller than the Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (107) values and there is a significant compression of the range used for the photometers, whereas the Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (108) values are shifted to smaller values, too, but not in the same magnitude. The Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (109) distribution is not shown in this figure, since its values are not directly comparable with the usual Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (110) values, but its distribution is very similar to Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (111) values.

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (112)

Figure6 shows the behaviour of the Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (114) function defined in equation(14) for the different approaches.

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (115)

The variation of the cut-off frequency, νλ,C, results in significant differences of the index value. The more frequencies are used in the Fourier transform, the more equivalent is the back-transferred delta function to the original one, as shown in figure7. In practice, the definition of a quality index should not have parameters. Therefore, in the case of Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (117), the parameter νλ,C needs to be fixed to avoid a dependency of the index value on this parameter. The cut-off frequency used here is a good choice for phosphor-type white LEDs and needs to be higher for RGB-type white LEDs.

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (118)

4.4.Correlation between the evaluated indices

The linear coefficients of correlation [14] between the different values of the evaluated indices for the photometer database were calculated for comparison. Figure8 shows that the correlation between the classic indices is very high. Only the Fourier indices Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (120) and Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (121) (used with the parameters above) have a lower correlation to the classic indices and could therefore have significantly different features compared to the current index.

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (122)

The previously defined indices are evaluated by comparing them to the spectral mismatch correction factors (SMCF), defined in appendix A. From the datasets of photometer spectral responsivities and SDs, we need to derive different performance indicators from the SMCFs, such as standard deviations and quantiles, and estimate the coefficients of correlation, r, to the evaluated indices. We will draw conclusions about the most appropriate index by comparing the coefficients of correlation of the performance indicators to the different indices.

The SMCF values, Fi,j , are calculated using the relative spectral responsivities and the SDs in the datasets introduced in section4. Using a specific selection from the database, we have Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (123) relative spectral responsivities of D photometers and Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (124) SDs of L light sources.

According to the derivation in appendix A, we get the following notation for the SMCF values, Fi,j :

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (125)

where Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (126) is the SD of the calibration light source C and Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (127) is the relative spectral responsivity normalised with respect to that calibration source.

To make the evaluations more concise, only the absolute value of the spectral mismatch correction factor minus one, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (128), will be used for further evaluation. This is probably the most significant value for a specific measurement and will be referred to hereafter as 'absolute deviation':

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (129)

5.1.Evaluation based on quantiles of the SMCF

When evaluating a lot of SDs in the dataset and using the absolute deviation, a quantile-based approach can be used to get one stable number for each photometer:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (130)

where q is the quantile (e.g. q = 0.05) used for evaluation and q+ is the short form for the upper qualtile 1-q.

To get one specific number summarising the information of all photometers, a linear regression is made

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (131)

The expression Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (132) describes a linear regression based on a least square approach for the data points Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (133) calculating the slope m and the intersection n at the origin.

The slope Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (134) can be used to estimate the possible contribution of the SMCF for a specific photometer if no correction is possible because the relative spectral responsivity of the photometer or the specific SDof the light source to be measured are not known. With the Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (135) value of the photometer and the type of the SD(either of a phosphor-type LED or an RGB-type LED) one can estimate that Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (136) with a probability of about 95 %.

5.2.Evaluation based on the standard deviation of the SMCF

As demonstrated earlier in Mantela etal [15], the standard deviation of the spectral mismatch correction factor of each photometer over all light sources can also be used as a performance indicator:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (137)

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (138)

In case the photometer calibration takes place with CIE standard illuminant A, the subscript C is replaced by A. In case the photometer calibration takes place with CIE reference spectrum L41, the subscript C is replaced by L [16]. With the database from the PhotoLED project, we get figure9.

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (139)

In figure9, the black data points represent the upper quantile of the absolute deviation for each photometer according to equation(24) with the linear regression according to equation(25) illustrated by the black dashed line. The slope 0.48 %/% means that we get 0.48 % SMCF for every per cent of our index value as the upper 95 % quantile.

The red points represent the standard deviation of the SMCF calculated for each photometer as defined in equation(26). The red line is the result of the linear regression with these standard deviations defined by equation(27). The slope of 0.15 1/% means that we get a 0.15 standard deviation of the spectral mismatch correction factor for every percent of the mismatch index.

The coefficient of correlation, r, is also indicated in the legend of the figure (figures9 and 10).

Using RGB-type white LEDs with SDs used in CIE S025 and applying the same analysis shown before, we get results shown in figure 10.

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (141)

5.3.Summary of the evaluations

From the evaluations for both calibrations with CIE standard illuminant A (C = A) and with CIE reference spectrum L41 (C = L) and all evaluated indices, we get the coefficients of correlation shown in figures 11 and 12.

Selected results can be found in tables1 and 2.

Table 1.Selected properties of mismatch indices for the case calibration with CIE standard illuminant A (C = A).

SD setIndex Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (143) Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (144)
PhotoLED Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (145) 0.850.91
Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (146) 0.850.92
Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (147) 0.840.97
RGB Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (148) 0.910.88
Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (149) 0.930.87
Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (150) 0.800.68

Table 2.Selected properties of mismatch indices for the case calibration with CIE referemce source L41 (C = L).

SD setIndex Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (151) Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (152)
PhotoLED Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (153) 0.950.91
Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (154) 0.960.92
Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (155) 0.960.97
RGB Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (156) 0.860.87
Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (157) 0.860.87
Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (158) 0.670.68

Summarising all the data, we conclude that:

  • It makes sense to focus the calculation on the determination of an upper limit using the absolute deviation and the regression line of the quantiles Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (159) using equation(25); all evaluated indices make a meaningful and stable regression for phosphor-type white indicated by high r values.
  • There is a significant difference in the r value for the current index definition of Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (160) when changing the SDof the calibration light source from SC = SA to SC = SL whereas the behaviour of Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (161) and Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (162) is very similar. The advantage of Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (163) is negligible for phosphor-type LEDs.
  • For RGB-type white LEDs, the prediction based on Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (164) is no longer useful. There is a decrease of the coefficient of correlation independent from the SDof the calibration light source. This can only be changed by using a higher cut-off frequency.

5.4.Dependency on the SDand photometer dataset

Furthermore, we need to analyse whether our values (e.g. in figures 11 and 12) are stable or depend on selecting the dataset for photometers and/or light sources we use for the calculation. To this end, we introduce the bootstrap method [17], varying the photometer relative spectral responsivities and SDs used in the evaluation, implemented with a Monte Carlo simulation. The bootstrap method is used here only to estimate the standard deviation for the coefficients of correlation to verify whether valid statements can be made with respect to the calculated coefficients.

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (165)

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (166)

Figures13 and 14 show that the coefficients of correlation of the evaluated indices are very stable. In this case, this means the estimation of the coefficients of correlation did not depend on the concrete selection of photometers or SDs from the dataset and are therefore reliable to evaluate the quality of the evaluated indices.

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (167)

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (168)

It can be seen, that the standard deviations for the coefficients of correlation using SDs of RGB LEDs are a little bit higher. But the small difference has no practical impact.

6.Measurement uncertainty evaluation

Another important point is the determination of the measurement uncertainty for the characteristic values of the proposed indices. This is important because, during the classification of a photometer [6], the index value and its measurement uncertainty are needed. In the case of the general V(λ) mismatch index, the expected value of Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (169) depends on the measurement uncertainty of the spectral measurements for well-matched photometers, due to the absolute value function [18, 19]. For this purpose, a Monte Carlo simulation (MC) has to be carried out in principle.

In a first step, the sensitivities are only determined for the amplitude noise and the shift of the wavelength scale separately.

6.1.Impact of the mismatch at single wavelength positions

First, we analyse the effect of the mismatch at single wavelength positions for all the evaluated indices. To do this, the index values are calculated for an ideal photometer with a small change Δ = 0.01 in the relative spectral responsivity, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (170), at only one wavelength position, λi

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (171)

Based on the data shown in figure15, one can evaluate what influence a signal difference at a single wavelength position has for the different evaluated indices. The behaviour for Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (172), Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (173) and Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (174) is predictable, one can see the weighting function very clearly, but the characteristics for Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (175) and Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (176) are somehow unexpected.

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (177)

6.2.Wavelength shift

The next step is a rough estimation of the wavelength sensitivity of the quality indices. This can be analysed by shifts of Δλ of the ideal photometer's relative spectral responsivity, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (178). In the model used inside the Monte Carlo simulation, this is represented by a correlated wavelength uncertainty contribution

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (179)

Using the data shown in figure16, the change of the evaluated indices is about 0.02for every nm correlated wavelength shift. This is a very critical value, which in practice means that great care must be taken to realise a very accurate wavelength scale when determining the relative spectral responsivities of photometers.

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (180)

6.3.Measurement uncertainty contribution in photometric measurements due to the SMCF

Based on the investigations presented here, one can estimate the contribution of the SMCF in a measurement uncertainty budget for photometric measurements of white LEDs (phosphor-type and RGB-type) if only the Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (181) value of the photometer is known and no further information about the relative spectral responsivity of the photometer and the SDof the light source is available.

The presented data and regression results in figure17 show that about 95 % of the SMCFs (absolute deviations and photometer calibration with CIE reference source L41) are smaller than Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (182) for phosphor-type white LEDs and smaller than Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (183) for RGB-type white LEDs with very high coefficients of correlation.

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (184)

The calculations used in this article can be found in the Python package empir19nrm02 available on GitHub [20]. There, the Python source code based on the LuxPy package [21] for all the specific Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (186) related calculations can be found. It contains all datasets used here for demonstration purpose. Furthermore, the package contains a Jupyter Notebook, generating all figures used in this article.

8.Discussion

This article describes and evaluates the performance of several indices for general Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (187) mismatch under general lighting conditions based on LED light sources. They can be classified as classic indices (where the only modification with respect to the current Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (188) is the normalisation factor for the relative spectral responsivity), and those indices derived by a Fourier transform called Fourier indices.

It was found that the linear correlation between the classic indices (Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (189), Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (190), Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (191) and Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (192)) is very high, which would imply that any reasonable normalisation of the relative spectral responsivity should not impact the index performance. There is also a high correlation between the two Fourier indices (Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (193) and Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (194). This is expected, since the latter is based on the former.

The coefficients of correlation between the different indices and statistical parameters of the absolute value of the spectral mismatch correction factor minus one (the absolute deviation), Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (195), namely the quantiles and standard deviations, have been studied using experimental data of relative spectral responsivities and SDs of white LED light sources. The aim was to classify the different indices by performance, under the assumption that the statistical parameters of Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (196) are related with an expected deviation from the true value due to the Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (197) mismatch.

The initial observation that the SMCF is much better correlated to Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (198) than to Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (199) (see figure18) is only due to the different calibration conditions.

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (200)

When CIE reference spectrum L41 is used for the calibration, we might conclude that the Fourier indices seem to have a better performance measuring phosphor-based LEDs (broadband SDs) compared to classic indices. However, this is not the case when evaluating general lighting based on RGB LEDs (narrowband SDs). Here, classic indices have significantly better performance compared to the Fourier indices using a predefined cut-off frequency.

When the CIE standard illuminant A is used for the calibration, and general lighting based on LEDs is evaluated, both types of indices have a bad performance.

This means we can make the following more or less equal proposals for the time after changing the calibration illuminant from CIE standard illuminant A to CIE reference spectrum L41:

  • Since, in practice, the value of Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (203) does not change significantly with other reasonable normalisations of the relative spectral responsivities, one option would be to keep the current Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (204) definition without any change; this is the simplest option for customers and manufacturers;
  • Change the quality index to Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (205); this would be in line with the original idea, which is to include the weighting with the SDof the calibration light source (which will probably be CIE reference spectrum L41 in the future) into the calculation of the normalised relative spectral responsivity, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (206);
  • An interesting option is to change the quality index to Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (207) or Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (208); it would make the index independent of the SDof CIE standard illuminant A; this would be coherent with the idea that the spectral matching of a photometer should be independent of any form of light source SD;
  • Use Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (209) as an alternative index for general lighting under phosphor-based LEDs; the advantage is that it correlates better with the Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (210) in those conditions; the drawback is its more complex implementation. Furthermore, one needs to change the cut-off frequency to get a good correlation to RGB-type LEDs, too.

The community is expected to decide based on the proposals and the basis laid out in this study. The following overview may be helpful using '+/++' for pro arguments, '−' for contra arguments and 'o' for neutral (table3):

Table 3.Summarising the index properties for selection.

Index-type
FeatureClassicFourier
Current use+
Correlation with SMCF
Phosphor-type+++
RGB-type+
Implementation+o
Understanding+o

It should be noted that the spectral mismatch correction factor Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (211) allows the correction of the spectral mismatch deviation in the specific case of measuring a specific light source with a specific SD. In contrast, the general V(λ) mismatch index gives an indication of the mismatch but allows no correction. It is valid for describing the photometer's expected performance when measuring an arbitrary and unknown SDof a white light source. This information can be used for a first approximation in a measurement uncertainty budget. Using a photometer calibrated with CIE reference source L41, 95 % of all SMCFs (absolute deviation) are smaller than Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (212) for phosphor-type white LEDs and smaller than Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (213) for RGB-type white LEDs with a very high coefficient of correlation.

Furthermore, the relative spectral responsivity normalised with respect to the calibration light source C, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (214) (see equation(22)) should be provided by the manufacturer as additional information with the calibration certificates used to easily calculate the spectral mismatch correction factor in the application.

Acknowledgments

This project 19NRM02 RevStdLED has received funding from the EMPIR program co-financed by the participating states and from the European Union's Horizon 2020 research and innovation program. Ville Mantela acknowledges partial support by the Academy of Finland Flagship Programme, Photonics Research and Innovation (PREIN), decision number: 320167. Furthermore, we thank Kevin G Smet for successfully implementing all the photometric and colorimetric functions in the LuxPy Python package, which we used to implement the calculations presented here.

Special thanks from the authors go also to the Reviewer and Peter Zwick for their valuable advice in the preparation of the article.

The absolute luminous responsivity [3, entry 17-25-061], sv,C, of a non-ideal photometer with a spectral responsivity Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (215) depends on the SDof the calibration light source, SC(λ), according to:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (216)

where Km ≅ 683lmW−1 and s0 is the normalisation factor for the absolute spectral responsivity Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (217). A light source Z, with a different SD, SZ(λ), has a different absolute luminous responsivity, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (218), accordingly:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (219)

Note that:

  • For all integrals using V(λ), except for the original definition of Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (220), the lower and upper integration limits are 360nm and 830nm because V(λ) is null outside this range.
  • For all integrals using the photometer's spectral responsivity, the lower and upper integration limits are λminandλmax, the spectral limits for which the spectral responsivity of the photometer is not null. However, the integration limits to be considered should at least cover the wavelength range in which V(λ) is defined, so that λmin ⩽ 360 nm and λmax ⩾ 830 nm.

There are two possibilities here:

  • The integration limits are left at Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (221) according to the current definition of Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (222). Since especially the measurement in the interval Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (223) comprises a large measurement uncertainty and the two intervals Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (224) and Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (225) hardly contribute to the SMCFs because V(λ) is very small in these intervals.
  • The integration limits are extended to the range 360nm to 830nm, since Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (226) is defined in this interval.

The absolute luminous responsivity, sv,Z, must be corrected using the spectral mismatch correction factor (SMCF, symbol Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (227)), which is the ratio of the two different luminous responsivities [2]:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (228)

Defining a more general normalisation of the relative spectral responsivity with respect to a calibration source C, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (229), using the SD of an arbitrary calibration source C, SC(λ), as weighting function instead of the SD of CIE standard illuminant A, SA(λ), and by expanding the integration limits to the spectral ranges where both, V(λ) and srel(λ) , are not zero, one gets a modified expression of equation (3):

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (230)

With this definition, it is possible to rearrange the spectral mismatch correction factor as:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (231)

Using equation(34) instead of equation(32) would simplify the spectral mismatch correction factor calculation if the manufacturer provides Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (232) from the calibration. Furthermore, it shows the relevance of the normalisation in (33).

Appendix B.: Implementation details for the Fourier indices

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (233): The discrete Fourier transform (DFT) 8 , of the difference function, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (234), defined by equation(14), is used to calculate its representation in the frequency domain, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (235), according to:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (236)

With N spectral values in the wavelength domain, δs,i , the DFT results in N values in the frequency domain, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (237). The mean value Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (238) and the variance Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (239) with the basic rules for the DFT 9 are obtained through:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (240)

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (241)

For the discrete (positive) frequencies νλ,i , one gets νλ,i = i/(N ⋅ Δλ) for i = 0,...,N/2. That means, for both the standard configurations where Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (242) with 5nm and 1nm steps, the frequency step is 2.47 × 10−3 nm−1. In this article, only 5nm steps are used for the evaluation. However, comparisons of the results of the authors showed that the differences for the Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (243) values using 1nm or 5nm steps are negligible.

Using a cut-off frequency νλ,c as parameter and the associated index ic = ⌊νλ,cN ⋅ Δλ⌋, Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (244) is calculated as:

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (245)

This means that Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (246) is the variance of a bandwidth-limited version of Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (247). Using the variance (without bandwidth limitation) as an index was first published by Erb [22].

Evaluation of different general V(λ) mismatch indices of photometers for LED-based light sources in general lighting applications (2024)
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